SCA Category 5 — In-Principle Approval received · Final approval in process

Compliance

Regulatory & Compliance

Transparency about what we are licensed to do — and what we are not.

Our SCA status

NextGen Capital Advisors LLC has received SCA Category 5 In-Principle Approval. Final approval is currently in process.

What we are permitted to do

  • Financial Consultations
  • Promotion

What we do not do

  • No trade execution — we cannot place buy or sell orders.
  • No holding of client funds, deposits or assets.
  • No discretionary portfolio or trading-account management.
  • No mass-marketing to the general retail public.

Consistent with our SCA Category 5 licence, NextGen Capital Advisors LLC does not execute buy or sell orders, does not accept or hold client funds or assets, does not manage discretionary portfolios or trading accounts, and does not mass-market to the general retail public. Our promotions are directed only to verified professional investors who meet the applicable regulatory wealth thresholds.